Market Risk Warning: “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
Possibility of Loss: Market risks may result in partial or permanent loss of investments under certain market conditions.
Illustrative Purposes Only: The securities mentioned on any social media platforms or in free groups are presented solely for illustrative purposes. They do not constitute investment advice or recommendations in any form.
SEBI Registration Disclaimer: “Registration granted by SEBI, Enlistment with RAASB, and certification from NISM do not guarantee the performance of the intermediary nor assure returns to investors.”
Past Performance Warning: Past performance is not indicative of future results.
Investments are subject to market risks, and historical returns should not be relied upon as a basis for future investment decisions.
Risk Associated with Open Positions: Our recommendations might include open positions without set stop-loss levels or target prices, exposing portfolios to significant losses from adverse market movements or unexpected events.
Investors should recognize that the absence of predefined exit points heightens the risk of capital erosion, and it’s advisable to exit securities at a 10-15% loss or profit without emotional attachment.
Important Notice for Investors and Traders:
Please do not ask about specific investment amounts, lot sizes, or prices for securities. Follow our portfolio allocations, group calls, and exit calls or positions when target or stop-loss prices are reached, as holding securities based on emotions can lead to significant losses.
Invest according to your own risk tolerance. We treat all users equally, but may offer discounts at our discretion for recurring subscribers or upon valid specific requests.
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No Claims for Losses from Recommendations: “By the nature of investment risk, investors cannot claim compensation for any losses incurred based on the research recommendations provided. All investment decisions and their consequences remain the sole responsibility of the investor.”
Options Trading Risk
These trades carry a high probability of total capital loss due to the leveraged and time-bound nature of derivatives.
Investors must engage in Futures & Options (F&O) trading strictly in accordance with their personal risk appetite and financial capacity.
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(d) Investment advisory based on individual risk profiling
Investors are responsible for their own investment decisions and should seek a registered investment adviser for personalized financial planning services.
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Disclosure of Material Information:
Entity Name: Rohan Atulkumar Desai
SEBI Research Analyst Registration No.: INH000025814
Business Activity:
Rohan Atulkumar Desai is engaged in the business of providing independent equity research services based on technical and fundamental analysis. The firm offers Buy / Sell / Hold recommendations and other investment opinions to clients in the form of research reports, analysis, and market commentary.
The company is registered with the Securities and Exchange Board of India (SEBI) as a Research Analyst under the SEBI (Research Analyst) Regulations, 2014.
All recommendations are made in good faith and based on data believed to be reliable at the time of publication. Investors are advised to use discretion and consult with certified professionals before making any financial decisions.
Regulatory Standing
This disclosure is in compliance with SEBI’s guidelines requiring transparency about the nature of the research entity and its registration credentials.
SEBI Registration No.: INH000025814
Name of RA Entity: Rohan Atulkumar Desai
Disciplinary History Statement:
Rohan Atulkumar Desai (SEBI Registration No.: INH000025814) and its Partners and associates have a clear and unblemished record.
(a) There have been no instances of disciplinary action, penalties, or sanctions levied or passed by any regulatory or administrative authorities against Rohan Atulkumar Desai, its Partners, or its associates.
(b) This statement is made in accordance with disclosure requirements for transparency and regulatory compliance as per SEBI (Research Analyst) Regulations, 2014.
Terms & Conditions of Issuance:
Research Report by Rohan Atulkumar Desai (INH000025814):
1. Purpose and Audience:
(a) The Research Report is exclusively issued to clients of Rohan Atulkumar Desai.
(b) Reports and recommendations serve informational purposes only and are delivered as part of the firm’s professional research analyst services.
2. Basis and Reliability of Information:
(a) All research content is prepared using facts, figures, and information deemed to be true, correct, and reliable at the time of publication.
(b) Information sources include publicly available data and other trusted channels believed to be accurate.
(c) The research team conducts a review to ensure that there are no untrue statements of material fact and no false or misleading information in any report or recommendation.
3. Nature of Recommendations
(a) Reports and recommendations are provided solely for informational purposes (if they are in the public domain).
(b) The documents do not constitute an offer document and shall in no way be interpreted as a solicitation to:
(i) Buy, (ii) Sell, (iii) Hold, and (iv) Other ratings defined.
(c) A daily closing chart of securities is available at NSE: https://charting.nseindia.com/ and BSE: https://charting.bseindia.com/
(d) The view on securities is based on both technical and fundamental analysis.
4. No Offer or Solicitation
(a) The material does not create any obligation for clients to act on the information contained within.
(b) It does not represent any proposal, invitation, or inducement relating to the trading or investment in securities.
5. Regulatory Compliance
(a) Rohan Atulkumar Desai is registered under SEBI (Research Analyst) Regulations, 2014, and operates under SEBI Registration No. INH000025814.
(b) All recommendations adhere to compliance and disclosure standards set by regulatory authorities.
6. Client Responsibility
(a) Clients are urged to exercise independent judgment and consult with their own financial or investment advisors before making any decision based on the research.
(b) The report, analysis, or recommendations do not replace independent professional advice suited to individual circumstances.
7. Limitation of Liability
(a) Rohan Atulkumar Desai and its analysts do not accept responsibility or liability for losses, whether direct or indirect, that may result from the use of the research report or recommendations.
8. Copyright and Confidentiality
(a) Research reports are issued for personal use only.
(b) No part of the report may be reproduced, redistributed, or published without written authorization from Rohan Atulkumar Desai.
Risk Disclosures
Rohan Atulkumar Desai (SEBI Registration: INH000025814), along with its partners, employees, officers, and affiliates, shall not be held responsible for any loss, damage, or liability arising from any unintentional errors, omissions, or inaccuracies in the research reports or recommendations provided.
Disclaimer: Investors are solely responsible for all decisions taken based on the research reports or recommendations issued by Rohan Atulkumar Desai. All investments carry risk, and past performance or expert opinion does not guarantee future outcomes.
Disclosure of All Material Information
Entity Name: Rohan Atulkumar Desai
SEBI Research Analyst Registration Number: INH000025814
Disclosures Regarding Ownership and Material Conflicts of Interest
In accordance with SEBI (Research Analyst) Regulations, 2014, the following disclosures are made related to research reports and recommendations issued by Rohan Atulkumar Desai:
(a) Ownership of Securities:
Neither Rohan Atulkumar Desai, nor its research analysts, nor their relatives or associates, hold 1% or more in the equity securities of the subject company or companies mentioned in the research reports.
(b) Financial Interest:
Rohan Atulkumar Desai, its research analysts, and their relatives or associates may have direct or indirect financial interest in the subject company/companies at the time of publication.
(c) Conflict of Interest:
At the date of publication of the research report, Rohan Atulkumar Desai, its research analysts, and their relatives or associates do not have any material conflict of interest, whether pecuniary or otherwise, with any of the subject companies referred to in the report.
Conflict of Interest & Compensation Disclosures
Rohan Atulkumar Desai or its associates have NOT:
(a) Received any compensation from the subject company in the past twelve months.
(b) Managed or co-managed any public offering of securities for the subject company in the past twelve months.
(c) Received any compensation for investment banking, merchant banking, or brokerage services from the subject company in the past twelve months.
(d) Received any compensation for products or services other than investment banking, merchant banking, or brokerage services from the subject company in the past twelve months.
(e) Received any compensation or other benefits from the subject company or any third party in connection with this research report.
(f) Engaged in any market-making activity for the subject company.
Research Analyst Disclosure
(a) The Research Analyst has not served as an officer, director, or employee of the subject company at any point in time.
The Use of AI and Algo Tools in Research and Advisory Services involve several key points:
Our Recommendations are based on technical and fundamental analysis, with some use of AI-artificial intelligence and Algo Platforms.
(a) Our Responsibility for client data security, confidentiality, and compliance is upheld through the use of AI and Algo.
(b) AI and Algo trading risks include system vulnerabilities that can amplify errors. Strategies tailored from historical data may fail in changing market conditions, leading to losses.
(c) Handling sensitive data poses privacy and security risks, including potential breaches.
(d) Concerns include biased outputs, privacy violations, lack of transparency, data quality issues, complex models, technical problems, cybersecurity threats, API issues, data centre failed communications, and misleading results from poor data.
(e) Severe data glitches may result in significant losses related to your security or portfolio.
(f) There is no guarantee of success or return when acting on AI-generated or Algo-generated recommendations.
(g) You bear the full risk of any investment decisions made based on such advice.
(h) The provider is not liable for any losses or damages you may incur as a result of your actions taken as per AI recommendations.
Model Portfolio Disclaimer | Research Analyst Disclosure
Rohan Atulkumar Desai
SEBI Research Analyst Registration No.: INH000025814
“Rohan Atulkumar Desai” may, from time to time, publish or recommend a Model Portfolio as part of its research and analysis services. Any such model portfolio will be issued and maintained in accordance with the guidelines and conditions prescribed under the SEBI (Research Analyst) Regulations, 2014, and any subsequent circulars or clarifications issued by SEBI.
Key Points:
(a) The model portfolio is created purely for illustration and educational purposes (if it is in the public domain). It is not intended to act as specific investment advice for any individual client.
(b) Any inclusion of securities or their weightage is based on research-driven methodology and is aligned with general market views and sectoral outlooks at the time of issuance.
Rohan Atulkumar Desai will ensure that such model portfolios:
(i) Are accompanied by a detailed rationale.
(ii) Are continuously monitored and updated when necessary.
(iii) Respect the boundaries between non-advisory research and personal portfolio management as mandated by SEBI guidelines.
Investor Responsibility:
Investors are advised to exercise discretion and consult with an investment adviser or financial planner before replicating or acting upon any model portfolio published by Rohan Atulkumar Desai. The model portfolio does not consider individual risk profiles, financial goals, or investment timelines, and therefore may not be suitable for all types of investors.
Notice on Unregulated Products: Crypto, Forex & Third-Party Services
Rohan Atulkumar Desai
SEBI Research Analyst Registration No.: INH000025814
Important Legal & Risk Disclosure
Please note that our recommendations, insights, or services related to Crypto assets, Foreign Exchange (Forex) trading, and any other third-party products are made outside the jurisdiction of the Securities and Exchange Board of India (SEBI).
Accordingly:
(a) These products fall outside the regulatory purview of SEBI, and
(b) No recourse, protection, or dispute resolution mechanism from SEBI shall be available to investors engaging in such instruments based on our content or commentary.
High Risk Warning
(a) The potential for capital loss is significantly high in Crypto and Forex markets due to their unregulated and volatile nature.
(b) The absence of regulatory oversight and formal grievance mechanisms increases the risk of fraud, operational failure, and non-recoverable losses.
(c) Investors must exercise extreme caution and invest strictly based on their personal risk tolerance and financial situation.
Our Position
(a) We are not registered to provide investment advisory, trading, or portfolio services for unregulated products.
(b) Any views or references provided on Crypto, Forex, or similar third-party products are not recommendations, but are shared purely as research-based insights or analyst commentary for general informational purposes.
Liability Disclaimer
Rohan Atulkumar Desai and its representatives cannot be held responsible for any adverse events, capital erosion, or disputes arising from investment decisions made in unregulated markets based on our research or communications.
For SEBI-regulated research services, MITC, model portfolios, disclosures, and terms of service, and others please visit our official website:www.rdinvestment.in
Securities/Stock Ratings – Definitions & Guidelines
Issued by: Rohan Atulkumar Desai (SEBI Reg. No.: INH000025814)
To ensure transparency and clarity in our research reports and stock recommendations, the following terminology is used to define specific ratings or actions:
Buy
Indicates that the stock/security should be purchased within the specified price range provided in the recommendation.
Example: “Buy XYZ at ₹100–₹105” means XYZ should be bought strictly within that range. Buying outside this price band is not advised.
Sell
Suggests that the stock/security should be sold within the specified price range mentioned in the recommendation.
Follow the defined range for optimal execution.
Hold
Advises investors to retain their current holdings in the stock/security until a revised call is issued, such as a new stop-loss or target update.
Apply
Recommends participation in specific public offers like:
(a) Initial Public Offering (IPO)
(b) Buyback Offers
(c) Offer for Sale (OFS)
Book Profit
Indicates it is advisable to sell part or all holdings of the stock/security to realize or lock in existing gains.
Exit
A strong recommendation to sell all existing quantities and close the entire position in the mentioned stock/security.
Add / Reduce
(i) Add: Buy additional quantity of the security if already holding based on favourable conditions.
(ii) Reduce: Partially sell the security based on revised outlook, risk, or market movement.
Investor Note: Please execute recommendations as per the defined levels and time horizon, and consult a SEBI-registered Investment Adviser for decisions tailored to your individual risk profile and financial goals.
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If you are dissatisfied with any aspect of our services, we encourage you to raise your first level of complaint through the following channels:
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Investor Awareness & Education Tools by SEBI
The Securities and Exchange Board of India (SEBI) provides a range of free tools, resources, and mobile applications to promote investor awareness and financial literacy. These offerings are designed to empower investors to make informed decisions and protect their interests in the securities market.
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- SEBI Saarthi App
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